-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GVwjoH85730JNUb0bEGVyt2ofqVNcTCXmRAmdH+JQn4NOqDH5RBJxK9Ax4NagM67 8bhj8mijsC8H7oTqmAxZfQ== 0000355948-02-000009.txt : 20020414 0000355948-02-000009.hdr.sgml : 20020414 ACCESSION NUMBER: 0000355948-02-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-36031 FILM NUMBER: 02531927 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON EDWARD J CENTRAL INDEX KEY: 0000918270 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082370 SC 13G 1 ged.htm 13-G <SUBMISSION>

 

 

 

 

 

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 13)*

RICHARDSON ELECTRONICS, LTD.

(Name of Issuer)

Common Stock, par value $. 05 per share

(Title of Class of Securities)

763165107

(cusip Number)

Check the following box if a fee is being paid with this statement _. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7).

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 3 pages

CUSIP No. 763165107

1 NAME OF REPORTING PERSON

S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Edward J. Richardson

Social Security No. ###-##-####

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

NA

3 SEC USE ONLY

4 CITIZENSHIP OR PLACE OF ORGANIZATION

U. S. A.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5 SOLE VOTING POWER

3,383,853

6 SHARED VOTING POWER

44,839

7 SOLE DISPOSITIVE POWER

3,383,853

8 SHARED DISPOSITIVE POWER

19,380

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,428,692

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN

SHARES

11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

22.12%

12 TYPE OF REPORTING PERSON

IN

Page 2 of 3 pages

This Amendment Number 13 amends Schedule 13G dated February 8, 2001, filed by the undersigned in connection with his beneficial ownership of Common Stock, $.05 par value, of Richardson Electronics, Ltd. (the "Company") as follows:

Item 4. ownership

Item 4 is hereby amended by deleting the same in its entirety and substituting the following in lieu thereof:

"(a) Amount Beneficially Owned. 3,428,692 shares beneficially owned, includes 187,942 shares owned by Mr. Richardson in his own name, 3,195,911 shares which would be issued on conversion of an equal number of Issuer's Class B Common Stock, $.05 par value, beneficially owned by Mr. Richardson, 43,803 shares which would be issued upon conversion of $926,000 of Issuer's 7 - 1/4% Convertible Debentures, 61,778 shares which would be issued upon conversion of $1,112,000 of Issuer's 8 1/4% Convertible Debentures, owned by Mr. Richardson in his own name, and 25,459 shares of Common Stock held in the Issuer's Employees Stock Ownership Trust for the account of Mr. Richardson and with respect to which he has voting power and 9,271 shares which would be issued upon conversion of $196,000 of Issuer's 7 - 1/4% Convertible Subordinated Debentures and 4,611 shares which would be issued upon conversion of $83,000 of Issuer's 8 1/4% Convertible Subordinated Debentures owned by a Trust of which Mr.Richardson is a co-truste e and as such shares voting and dispositive power. Does not include 8,996 shares of Common Stock owned by William G. Seils as custodian for Alexander Richardson under the Illinois Uniform Gift to Minors Act, son of Mr. Richarson, and 6,664 shares of Common Stock owned by William G. Seils as custodian for Nicholas Richardson under the Illinois Uniform Gift to Minors Act, son of Mr. Richardson; and 500 shares held by Alexander Richardson and 500 shares held by Nicholas Richardson, his sons, in their own name, and 3,720 shares owned by Gudrun M. Richardson, Mr. Richardson's wife, and an additional 6,333 shares which would be issued upon exercising of $114,000 of issuers 8 1/4% convertible subordinated debentures owned by Gudrun M. Richardson, over which shares he has neither the power to vote or to direct the disposition thereof.

(b) Percent of Class 22.15%

(c) Number of shares as to which such person has:

(i) sole power to vote or to direct the vote 3,383,853

(ii) shared power to vote or to direct the vote 44,839

(iii)sole power to dispose or to direct the

disposition of 3,383,853

(iv) shared power to dispose or to direct the

disposition of 19,380

SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement

is true, complete and correct.

February 7, 2002

Signature

Name Edward J. Richardson

Page 3 of 3 Pages

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